What documents can I use to get my Professional Investor (PI) status verified?

Q: What documents can I use to get my Professional Investor (PI) status verified?

Please upload documents such as: One or more statements of accounts issued by a bank or brokerage firm (either in your name or with your spouse or your children on a joint account basis), dated not more than 3 months ago A certificate issued by an auditor or certified public accountant, dated not more than 3 months ago A public filing# submitted by or on behalf of the individual, dated not more than 3 months ago A copy of the agreement (if any), in cases where your share of a portfolio on a joint account with persons other than your associates is concerned. # Public filing means a document that a person or body is under a duty to publish pursuant to legal or regulatory requirements in Hong Kong (e.g. published financial results of a listed company etc.) Please note: pursuant to the Securities and Futures Commission of Hong Kong, you are required to provide such supporting documents on an annual basis to renew your Professional Investor status.

Question

Accepted Answer

Please upload documents such as: One or more statements of accounts issued by a bank or brokerage firm (either in your name or with your spouse or your children on a joint account basis), dated not more than 3 months ago A certificate issued by an auditor or certified public accountant, dated not more than 3 months ago
A public filing# submitted by or on behalf of the individual, dated not more than 3 months ago
A copy of the agreement (if any), in cases where your share of a portfolio on a joint account with persons other than your associates is concerned.
# Public filing means a document that a person or body is under a duty to publish pursuant to legal or regulatory requirements in Hong Kong (e.g. published financial results of a listed company etc.) Please note: pursuant to the Securities and Futures Commission of Hong Kong, you are required to provide such supporting documents on an annual basis to renew your Professional Investor status.